Financial Market Law
A.Y. 2023/2024
Learning objectives
The course aims to describe the functioning of the financial markets, focussing on the rule concerning issuers, intermediaries, market infrastructures and investor protection.
Expected learning outcomes
At the end of the course, students will be able to understand the rules for raising capital and the regulations governing investement services andd market infrastructures.
Lesson period: Second trimester
Assessment methods: Esame
Assessment result: voto verbalizzato in trentesimi
Single course
This course can be attended as a single course.
Course syllabus and organization
Single session
Responsible
Lesson period
Second trimester
Course syllabus
Capital market; Regulation of issuers; Regulation of Financial Intermediaries; Regulation of trading venues.
Prerequisites for admission
It's suggested having passed the exams of Private Law and Business Law.
Teaching methods
Frontal lesson
Teaching Resources
Andrea Perrone, Il diritto del mercato dei capitali, Giuffré, Milano, latest edition available:
Parte I, Il mercato dei capitali e la sua disciplina giuridica, pp. 3-59.
Parte II, La disciplina degli emittenti, pp. 63-116;
Parte III, La disciplina degli intermediari, pp. 157-172; 195-226;
Parte IV, La disciplina dei mercati, pp. 249-282.
Parte I, Il mercato dei capitali e la sua disciplina giuridica, pp. 3-59.
Parte II, La disciplina degli emittenti, pp. 63-116;
Parte III, La disciplina degli intermediari, pp. 157-172; 195-226;
Parte IV, La disciplina dei mercati, pp. 249-282.
Assessment methods and Criteria
Oral Examination
Professor(s)