Theories and Research Methods for Public Administrations
A.Y. 2022/2023
Learning objectives
As part of the interdisciplinary training of Public Policies and Administration Post graduate Course, this teaching is aimed at giving analytical, both theoretical and methodological, knowledge and skills. Like a kind of "nuts and bolts" for both the analysis of Public Administrations as complex organizations aimed at policy making, and for the design of researches on field for bureaucratic organizations. These skills will be provided starting from a theoretical approach based on the theory of organization, appropriately related to the experience of the public administrative apparatuses of the main Western countries (USA, Germany, France, United Kingdom, Italy). The second part of the course will be devoted to deepening of methodologies and techniques for quantitative research, mainly paying attention to monovariate, bivariate and multivariate analysis.
Expected learning outcomes
a) Knowledge and Understanding: at the end of the course, the student will have got a set of analytical skills, both theoretical and methodological, related to decision making and to design of analyzes and researches aimed at the institutional planning of public policies. In a theoretical perspective, these skills will be part of an ideal toolkit for interpreting the functioning, for diagnosing the main dysfunctions, as well as for acting possibile interventions aimed at improving the performance.
b) Applying Knowledge and Learning Skills: those skills should allow the student to autonomously proceed with the organizational analysis of sector, offices and activities of the Public Administration, as well as the design of analyzes or research/intervention actions aimed at improving their organizational and policy performance.
c) Communication Skills: the student should learn to design, organize, carry out analyzes and research/intervention actions for the Public Administration, in many and different sectors and offices, as well as to communicate the results of those activities to interlocutors of various kinds, specialists and non-specialists ones.
b) Applying Knowledge and Learning Skills: those skills should allow the student to autonomously proceed with the organizational analysis of sector, offices and activities of the Public Administration, as well as the design of analyzes or research/intervention actions aimed at improving their organizational and policy performance.
c) Communication Skills: the student should learn to design, organize, carry out analyzes and research/intervention actions for the Public Administration, in many and different sectors and offices, as well as to communicate the results of those activities to interlocutors of various kinds, specialists and non-specialists ones.
Lesson period: Second trimester
Assessment methods: Esame
Assessment result: voto verbalizzato in trentesimi
Single course
This course cannot be attended as a single course. Please check our list of single courses to find the ones available for enrolment.
Course syllabus and organization
Single session
Responsible
Lesson period
Second trimester
Delivery
Only in case of Covid-19 Emergency, the lessons will be held on the Microsoft Teams platform and can be followed both synchronously, based on the ordinary lesson schedule, and asynchronously, as they will remain available to students on the same platform. Further teaching materials, to compensate the impossibility of holding lessons in person, will be available on the ARIEL platform.
Program and reference
The program and reference will not change.
Learning evaluation procedures and assessment criteria
The exam will take place in oral form, using the Microsoft Teams platform.
Only in case of Covid-19 Emergency, the lessons will be held on the Microsoft Teams platform and can be followed both synchronously, based on the ordinary lesson schedule, and asynchronously, as they will remain available to students on the same platform. Further teaching materials, to compensate the impossibility of holding lessons in person, will be available on the ARIEL platform.
Program and reference
The program and reference will not change.
Learning evaluation procedures and assessment criteria
The exam will take place in oral form, using the Microsoft Teams platform.
Course syllabus
The program consists of two Teaching Units (a-b), each of twenty hours.
Teaching Program - Unit (a)
The first Unit, with an introductory character, is devoted to the introduction of the toolkit for the analysis of Public Administration as a complex organization in the Western society seen as a functionally differentiated system. After a description of the study object, that is the Public Administration as a central organization of the public sector, which uses technologies and human resources for the production of public policies, the evolution of the Italian administration will be framed starting from a brief historical excursus. Subsequently, the main paradigms of organizational analysis useful for understanding public bureaucracies as complex organizations will be illustrated. Finally, we will examine the new paradigms of administrative organization that have informed and are still influencing the main changes taking place in the Public Administration, with particular reference to the Italian one. *** These issues will be analyzed in a theoretical framework focused on the relationship between the structures of the modern society and the characteristics of the bureaucratic organizations (general theory of society: from methodological individualism and rational choice theory up to limited rationality and cognitivist and behaviourist individualism/functionalist and systemic structural theories and systems theory from Parsons to Luhmann).
Unit (a) - Topics
1- Organizational analysis of Public Administration: concepts and methods. Public administration as both complex organization and social order. The Weberian bureaucratic idealtype and the public administration as a rational organization. Theories of social order: individualistic order and rational choice theory. Evolutions of the bureaucratic idealtype, from Weber to Merton, Goulder, Mintzberg and Simon. From Olympic rationality to bounded rationality.
2- Variants of individualistic approach: Coleman and Boudon (neoweberian approaches to the social order). Public administration as an institution: the function of social norms. Stability and change, power and heterogenesis of ends. The bureaucratic organizational model: decision and planning; evaluation and monitoring.
3- Public administration, organizational power and negotiated order (Crozier). The relationship between politics and administration and its organizational contractualization. The organization between sources of uncertainty and organizational power: the formal and informal structure of organizations. Economic analysis of organization: transaction costs, agency theory, strategic behavior and opportunism of actors. Organizational design in the light of the economic contract theory.
4- The cultural model: administrative culture and change in public administration. Knowledge and learning. Information models. The community of practice and bureaucratic communication. Models of bureaucratic change. The new paradigms of public administration and changes in public management. From New Public Management to Public Governance. Manage public administration in terms of multilevel governance and stakeholder approach.
5- The ecological model: public administration as a systemic environment (system/environment distinction: first and second order cybernetics). The Luhmannian model of organization. Administrative governance and vertical/horizontal governance. Outsourcing and privatization. Regulation versus governance.
Teaching Program - Unit (b)
The second teaching unit is devoted to study the main research strategies and analysis techniques aimed at understanding functioning, structures and processes of public administration. Firstly, principles inherent choice, design and implementation of a research will be illustrated, in the light of the theoretical approaches or mixed methods (qualitative and/or quantitative) it would be better used for its realization. Secondly, we will proceed with the examination of the main quantitative research techniques (for monovariate, bivariate and multivariate analysis), showing their peculiarities and characteristics with respect to the specific objectives of the investigation to be carried out. Finally, we will examine the different strategies available for an effective presentation of research results to a specialist or non-expert audience.
Unit (b) - Topics
1- Research design: conception, design and implementation of a research on public administration. Definition of research aims; description of research hypotheses; selection of methodologies and investigation techniques: qualitative vs quantitative research or feasible mix; research actions: data collection and collection units.
2- Quantitative research: the five phases of quantitative research: from concepts to the properties of objects; the operational definition and variable types. Nominal, ordinal, cardinal, or metric variables. Demoscopic surveys and other types of surveys. Formulation and administration of a questionnaire. Demoscopic surveys with sampling.
3- Data analysis: monovariate, bivariate and multivariate techniques. Monovariate analysis: the description of variables. Bivariate analysis: contingency and correlation tables. The analysis of variance and the simple regression model. The multivariate analysis, the multiple regression model and the logistic regression model.
4- Presenting the results: how to write a research Report. The recipients, language, illustration and comment of data. "So what": suggestions and solutions inspired by research. Dealing with stakehoders on the research topic and key issues impact.
As a corollary to Unit (b), a comparative research carried out using both qualitative and quantitative methods on de-regulation, administrative simplification and functioning of the SUAP (Desk for Productive Activities) will be presented and discussed.
Teaching Program - Unit (a)
The first Unit, with an introductory character, is devoted to the introduction of the toolkit for the analysis of Public Administration as a complex organization in the Western society seen as a functionally differentiated system. After a description of the study object, that is the Public Administration as a central organization of the public sector, which uses technologies and human resources for the production of public policies, the evolution of the Italian administration will be framed starting from a brief historical excursus. Subsequently, the main paradigms of organizational analysis useful for understanding public bureaucracies as complex organizations will be illustrated. Finally, we will examine the new paradigms of administrative organization that have informed and are still influencing the main changes taking place in the Public Administration, with particular reference to the Italian one. *** These issues will be analyzed in a theoretical framework focused on the relationship between the structures of the modern society and the characteristics of the bureaucratic organizations (general theory of society: from methodological individualism and rational choice theory up to limited rationality and cognitivist and behaviourist individualism/functionalist and systemic structural theories and systems theory from Parsons to Luhmann).
Unit (a) - Topics
1- Organizational analysis of Public Administration: concepts and methods. Public administration as both complex organization and social order. The Weberian bureaucratic idealtype and the public administration as a rational organization. Theories of social order: individualistic order and rational choice theory. Evolutions of the bureaucratic idealtype, from Weber to Merton, Goulder, Mintzberg and Simon. From Olympic rationality to bounded rationality.
2- Variants of individualistic approach: Coleman and Boudon (neoweberian approaches to the social order). Public administration as an institution: the function of social norms. Stability and change, power and heterogenesis of ends. The bureaucratic organizational model: decision and planning; evaluation and monitoring.
3- Public administration, organizational power and negotiated order (Crozier). The relationship between politics and administration and its organizational contractualization. The organization between sources of uncertainty and organizational power: the formal and informal structure of organizations. Economic analysis of organization: transaction costs, agency theory, strategic behavior and opportunism of actors. Organizational design in the light of the economic contract theory.
4- The cultural model: administrative culture and change in public administration. Knowledge and learning. Information models. The community of practice and bureaucratic communication. Models of bureaucratic change. The new paradigms of public administration and changes in public management. From New Public Management to Public Governance. Manage public administration in terms of multilevel governance and stakeholder approach.
5- The ecological model: public administration as a systemic environment (system/environment distinction: first and second order cybernetics). The Luhmannian model of organization. Administrative governance and vertical/horizontal governance. Outsourcing and privatization. Regulation versus governance.
Teaching Program - Unit (b)
The second teaching unit is devoted to study the main research strategies and analysis techniques aimed at understanding functioning, structures and processes of public administration. Firstly, principles inherent choice, design and implementation of a research will be illustrated, in the light of the theoretical approaches or mixed methods (qualitative and/or quantitative) it would be better used for its realization. Secondly, we will proceed with the examination of the main quantitative research techniques (for monovariate, bivariate and multivariate analysis), showing their peculiarities and characteristics with respect to the specific objectives of the investigation to be carried out. Finally, we will examine the different strategies available for an effective presentation of research results to a specialist or non-expert audience.
Unit (b) - Topics
1- Research design: conception, design and implementation of a research on public administration. Definition of research aims; description of research hypotheses; selection of methodologies and investigation techniques: qualitative vs quantitative research or feasible mix; research actions: data collection and collection units.
2- Quantitative research: the five phases of quantitative research: from concepts to the properties of objects; the operational definition and variable types. Nominal, ordinal, cardinal, or metric variables. Demoscopic surveys and other types of surveys. Formulation and administration of a questionnaire. Demoscopic surveys with sampling.
3- Data analysis: monovariate, bivariate and multivariate techniques. Monovariate analysis: the description of variables. Bivariate analysis: contingency and correlation tables. The analysis of variance and the simple regression model. The multivariate analysis, the multiple regression model and the logistic regression model.
4- Presenting the results: how to write a research Report. The recipients, language, illustration and comment of data. "So what": suggestions and solutions inspired by research. Dealing with stakehoders on the research topic and key issues impact.
As a corollary to Unit (b), a comparative research carried out using both qualitative and quantitative methods on de-regulation, administrative simplification and functioning of the SUAP (Desk for Productive Activities) will be presented and discussed.
Prerequisites for admission
Desiderable prerequisites for the course is a good knowledge of the basic concepts of Politics (Political Science), many of which will essentially be taken for granted during teaching. Those students who lack these prerequisites are strongly recommended to preliminary look at one of the following texts:
a) D. Caramani (eds.), Scienza politica, Egea, Milano 2015;
b) G. Pasquino, Nuovo corso di Scienza politica, il Mulino, Bologna 2009.
a) D. Caramani (eds.), Scienza politica, Egea, Milano 2015;
b) G. Pasquino, Nuovo corso di Scienza politica, il Mulino, Bologna 2009.
Teaching methods
Frontal lessons (in presence, if - given the Covid-19 Emergency - the regulatory provisions will allow it, otherwise on remote by the Microsoft Teams platform), presentations by students, case studies, group discussions, also with the participation of testimonials from the political and institutional world. Teaching integration materials will be available on ARIEL platform.
Teaching Resources
Unit (a):
- N. Addario e L.M. Fasano, La logica della società. Uno studio sul problema dell'ordine sociale, Egea - Università Bocconi Editore, Milano 2012.
- A. Lippi, Modelli di amministrazioni pubbliche, il Mulino, Bologna 2022.
- A. Hinna, Organizzazione e cambiamento nelle pubbliche amministrazioni, Carocci, Roma 2009.
Unit (b):
- P. Natale, La ricerca sociale, Laterza, Roma-Bari 2007, Chap. I, III, IV (Par. 1-6).
- for consultation only: G. Johnson, Research Methods for Public Administrators. Third Edition, Routledge, London 2014 (available in digital format at the Faculty Library).
****
Recommended further readings on some topics of the course are the following:
a) Historical evolution of the Italian Public Administration:
- G. Melis, Storia dell'amministrazione italiana (1861-1993), il Mulino, Bologna 1996.
- S. Sepe, Storia dell'amministrazione italiana (1861-2017), Editoriale scientifica, Napoli 2018.
- S. Cassese, Governare gli italiani. Storia dello Stato, il Mulino, Bologna 2014.
b) Public sector from an economic perspective:
- J.E. Stiglitz e J.K. Rosengard, Economia del settore pubblico. Fondazioni teoriche, spesa e imposte, Hoepli, Milano 2018.
c) Relationship between Public Administration and public policies, as well as Public sector economic performance with respect to policy making:
- A. La Spina (eds.), Politiche pubbliche. Analisi e valutazione, il Mulino, Bologna 2020.
d) Main policy branches of the Italian Public Administration:
- G. Capano e E. Gualmini (eds.), Le amministrazioni pubbliche in Italia, il Mulino, Bologna 2011.
e) Planning and managing organizational change:
- G. Jones, Organizzazione. Teoria, progettazione, cambiamento, Egea, Milano 2012.
f) Economic analysis of organizations, transaction costs, agency theory, strategic behavior (game theory), information asymmetries and opportunistic behavior:
- D. Kreps, Microeconomia per manager, Egea, Milano 2005.
- B. Chiarini, Un mondo in conflitto. Teoria dei giochi applicata, Mondadori Università, Milano 2017.
- N. Addario e L.M. Fasano, La logica della società. Uno studio sul problema dell'ordine sociale, Egea - Università Bocconi Editore, Milano 2012.
- A. Lippi, Modelli di amministrazioni pubbliche, il Mulino, Bologna 2022.
- A. Hinna, Organizzazione e cambiamento nelle pubbliche amministrazioni, Carocci, Roma 2009.
Unit (b):
- P. Natale, La ricerca sociale, Laterza, Roma-Bari 2007, Chap. I, III, IV (Par. 1-6).
- for consultation only: G. Johnson, Research Methods for Public Administrators. Third Edition, Routledge, London 2014 (available in digital format at the Faculty Library).
****
Recommended further readings on some topics of the course are the following:
a) Historical evolution of the Italian Public Administration:
- G. Melis, Storia dell'amministrazione italiana (1861-1993), il Mulino, Bologna 1996.
- S. Sepe, Storia dell'amministrazione italiana (1861-2017), Editoriale scientifica, Napoli 2018.
- S. Cassese, Governare gli italiani. Storia dello Stato, il Mulino, Bologna 2014.
b) Public sector from an economic perspective:
- J.E. Stiglitz e J.K. Rosengard, Economia del settore pubblico. Fondazioni teoriche, spesa e imposte, Hoepli, Milano 2018.
c) Relationship between Public Administration and public policies, as well as Public sector economic performance with respect to policy making:
- A. La Spina (eds.), Politiche pubbliche. Analisi e valutazione, il Mulino, Bologna 2020.
d) Main policy branches of the Italian Public Administration:
- G. Capano e E. Gualmini (eds.), Le amministrazioni pubbliche in Italia, il Mulino, Bologna 2011.
e) Planning and managing organizational change:
- G. Jones, Organizzazione. Teoria, progettazione, cambiamento, Egea, Milano 2012.
f) Economic analysis of organizations, transaction costs, agency theory, strategic behavior (game theory), information asymmetries and opportunistic behavior:
- D. Kreps, Microeconomia per manager, Egea, Milano 2005.
- B. Chiarini, Un mondo in conflitto. Teoria dei giochi applicata, Mondadori Università, Milano 2017.
Assessment methods and Criteria
Written exam: multiple choice questions, questions with semi-open and free answers, tests and any numerical exercises. An optional oral exam integration on the whole program is foreseen for students who pass the written test with at least 27/30.
Attending students must take a written mid-term test, on the first part of teaching program, and a final test, always in written form, at the end of the course on the remaining part of the program.
Attending students must take a written mid-term test, on the first part of teaching program, and a final test, always in written form, at the end of the course on the remaining part of the program.
SPS/04 - POLITICAL SCIENCE - University credits: 6
Lessons: 40 hours
Professor:
Fasano Luciano Mario
Professor(s)
Reception:
Students can contact the teacher by e-mail to arrange for day and reception hour. Until the end of March 2025, time options for the reception usually are: Monday (16.30-17.30) and Thursday (15.00-17.00), unless otherwise agreed.
Room 313 - SPS Department of Social and Political Science, 3rd Floor. During Covid-19 Emergency only for my undergraduates and by previous appointment.